Carlo Penco
Expressing the background
talk given to the Icelandic Philosophical Association
Reykjavic, October 1997
Is deduction of use in application to our everyday problems? Aristotle said that in practical matters we cannot use a strictly deductive attitude: "we must be content...in speaking about things which are only for the most part true, with premises of the same kind, to reach conclusions that are no better" (Nic.Eth.I,4 - my underlining). We may content ourselves with conclusions which - according to the usual views - are not true; but what happens when we realize that such conclusions bring us into contradiction with some of our deepest beliefs? We have to pursue our search of rationality in the most compelling manner, and this effort forces us to express our background beliefs in order to check what may be wrong with that. In this paper I will give two classical examples, one form the history of cinema and another from the history of artificial intelligence: in comparing these two examples I claim that logical compulsion - the deep need for convention - is highly valuable where feelings are not enough.
Introduction to the topic: Defeasable beliefs
The topic of today is the importance of rationality in the development of human culture. Philosophy as a discipline is something professional. You have to learn all the right stuff, to keep yourself informed of what's happening today in your specialized field. Philosophy is also the common activity of striving for coherence in our beliefs; when everything is OK, when life proceeds normally, philosophy is not needed, but some philosophical activity is needed when we find a contradiction between some of our beliefs. We have practices, skills, assumptions and beliefs we normally use and accept without acknowledging them; these skills and beliefs - which build up our background - are what give us a certain degree of certainty in our behavior. They are what we rely upon and what we do not put in doubt . But sometimes we have to. When the doubt arises, we have to express the background.
We might summarize the meaning of Aristotle's quotation given in the abstract of this talk: in common-sense and everyday reasoning we cannot have premises that, even if for the most part true, give us a certainty of truth. therefore beliefs we attain with our common-sense ad everyday reasoning cannot be but uncertain.
Which conclusion should we derive from that? Shall we assert, as William K. Clifford says, that "it is wrong always, everywhere, and for anyone to believe anything upon insufficient evidence"? An immediate answer to such a strong claim can be given by the traditional Greek distinction between belief and knowledge: we distinguish belief and knowledge just because belief is what is held true even with insufficient justification, while knowledge is justified belief. Are we therefore free to believe to what we like? That does not follow. But something less drastic than Clifford's claim follows from Aristotle's remark: not attaining to certainty is a characteristic of what we call "belief". Therefore it is mostly right, for most people and for most places to believe something on insufficient evidence2 [taking into account that in most of our beliefs evidence is almost never sufficient, given the possibility of finding new evidence for the contrary. But if beliefs are rightly and correctly held on the basis of insufficient or uncertain ground, we must be ready to change them in case of different and stronger grounds being offered.]
Probably no contemporary mathematician would repeat Clifford's idea as such; even in mathematical logic we find nowadays different formalizations of common-sense reasoning, such as non-monotonic logics which express this important insight: we are justified to believe something on the basis of generally approved premises, with the restriction that the conclusions may be canceled in face on new incoming information.
In what follow I will give some hints on three different problems:
(1) an analysis of the logical structure which is common to most different cases of uncertain reasoning and uncertain deduction - which shows how we are ready to change our conclusions when new information arrives: in order to do that we pick up, from our background, hidden assumptions which we are ready to recognize as true, even if we did not think to them before.
(2) a discussion of the difference between types of uncertain deductions, given by different kinds of justification. Leaving the problem of the possibility of non defeasable reasoning unsolved, it is still possible to distinguish among different kinds of defeasable reasoning depending on the kind of justification which prompt us to accept a new hidden premise, picked up from our background because of new information.
(3) a prospect of different solution of the problem of belief revision in face of contradictory consequences of conflicting beliefs. Conflicting beliefs may be strongly held, and the fact they are competing is shown by the possibility to derive two contradictory statements from them. This rare case may be the beginning of a philosophical work in digging out our background.
Examples
To make these problems clearer I'll make 2 examples, one form the history of cinema ["who is coming for dinner?", a bit old-fashioned, but useful to make the point clear], the other from the history of A.I.[the old fashioned Tweety, still useful to make the point]:
1) from history of cinema
Mr A. has a daughter. She is going to get married. That brings a lot of happiness to Mr.A. John, the future husband, is intelligent, clever, handsome, and rich, everything a new husband has to be. Mr A. invites him for dinner. He is happy, because practical inferences he makes, even without acknowledging them (e.g.. new marriages bring happiness; my daughter is going to get married; therefore that brings happiness). The bell rings. He opens the door; the future husband is black Mr. A is embarrassed. He is no more happy. [This doesn't sound politically correct; on the other hand I take an example from a movie where the term "politically correct" had not yet been invented; you may anyhow substitute "black" with "Italian" or "American", if you like].
2)from history of A.I.
We all know that birds fly. We are told that Tweety is a bird. Therefore we deduce that it flies. But when we go and see Tweety, we realise that it is a penguin. Given the fact the penguins do not fly, we have to revise our previously accepted belief.
1. Similarities between defeasable inferences
To show the similarity of these two examples we may put the matte in the following way so to detect more clearly how new information brings with it a new (hidden) premise which falsify the conclusion of a commonsense argument.
beliefs rightly held as conclusion of commonsense arguments:
1.
Birds fly
Tweety is a bird
-------------------
Tweety flies
2.
New husbands bring happiness
John is a new husband
-----------------------------
John brings happiness
belief - revision in face of new information canceling the validity of the argument
1.
Tweety is a penguin (new information)
Penguins don't fly (hidden/new premise)
therefore
Tweety doesn't fly
-----------------------------------------------------------------------------------------------------
2.
John is black (new information)
Blacks don't bring happiness (hidden/new premise)
therefore
John doesn't bring happiness
Certainly there may be many other motivations which falsify the premises: e.g. birds cannot fly if they have the wings broken, or if they are plastic-made, and so on. On the other hand new husbands may not bring happiness if they are serial killers, already married, and so on. Even if we consider that, we may still give a simple generalization of this kind of uncertain (or defeasable) reasoning, using some form of restriction on an universal premise; [this is normally done in default logics or nonmonotonic logics 3 with some kind of "abnormality condition" which runs in the following way]:
all birds - which are not abnormal - fly
all new husbands - which are not abnormal - bring happiness
Vx (Bx & -Ax -> Fx)
We might call the premise expressed in such a way a "defeasable premise" (or a "all-but" premise); this is a good way to give the logical form of our most used reasoning habits. We usually call this form of reasoning "commonsense" reasoning or "default" reasoning. All instances of common-sense reasoning are bound to reach conclusions that we rightly assume to be true, unless some relevant information is given to the contrary. In this case we are ready to change the previously held conclusion.
2. Differences - in explaining cases of abnormality
Having seen what is common to the two cases given before, I turn now to the more interesting part of the problem: which is the difference between these two kinds of common-sense reasoning? The difference lies in the kind of information given in the abnormality condition. We have said that the conclusion of a defeasable argument is falsified by new information; but we have to be very careful about which kind of information falsifies the [assumed, defeasable] conclusion of the argument. Going back to our previous examples it is easy to verify that the justifications which support the hidden4 premises which falsify the arguments are of a two different kinds; to simplify we might say that:
1) (information)
Tweety is a bird
(new premise - falsifying the conclusion)
penguin -birds do not fly
(justification: natural laws )5
2) (information)
John is Black
(new premise - falsifying the conclusion)
black - new husbands do not bring happiness
(justification: cultural habits)
Let us go back to our example: if Mr.A makes his feeling explicit, he realizes that he has to falsify some of the premises of his intuitive way of reasoning . In order to falsify the validity of "all new husband bring happiness" he has to use an abnormality restriction; in order to accept the case of abnormality restriction he has to give a justification; in this particular case the justification is related to some cultural ground; me might express that in some sentence like: "blacks new husband do not bring happiness because blacks are inferior people". Being an assertion based on cultural, rather than on "natural" grounds, this justification has to be compared with other beliefs given in the cultural background [with an other kind of evidence than the Œnatural' one6]. Let us assume, for the sake of the argument, that mr.A accepts the values of our contemporary democratic society such as that racism is wrong and therefore blacks are not inferior people (we could also assume the contrary, and in that case there were no immediate problem of contradiction). Therefore, in accepting the hidden premise which falsified his conclusion, he has to get in contrast with a general principle held for true, and never before put in question. Therefore he is facing a contradiction between:
a) - "blacks are inferior people": an hidden premise which derives from a belief coming out from the emotional background, given the refusal of a normally accepted argument about husband and happiness.
b) - blacks are not inferior people": a statement derived by a never challenged belief belonging to the cultural background, and considered very important also emotionally (if I do not accept this belief I do not belong to my culture).
3. how to deal with contradiction in our beliefs?
Let us come eventually to the main point of my argument: what can be done, from a rational speaker, facing a contradiction provoked by different beliefs? Beliefs are not all on the same level; some are deeply rooted in our background, some are superficial; it is easy to discard a superficial belief and keep the one we attach a major force7. But the most difficult problems arise when the contrast is given between beliefs which are deep; the sign a belief is deep is often the emotional attachment we have to it; therefore the most difficult problems arise on the borderline between reason and sentiment. The example we have chosen from the history of Cinema is a very clear case of this kind: the two contradictory statements derived from two strongly held beliefs, both with strong emotional value and supported by strong and opposite prudential reasons: the first (I don't like this black man) is linked to the local emotional value (fear of the unknown) and to prudential reasons for that (protection of the family from outside danger); the other (I an not racist) has a communitarian commitment (protection of the family from an inside danger: to save the extrusion of the family from the generally accepted values of the society - or to save my belonging to my society).
A sophist would probably be very satisfied to compel somebody to recognize a contradiction in his beliefs. Protagoras has been reduced to silence, after Socrates showed that he fell into a contradiction (about courage). But where logic and sophistry have done their job in showing where a contradiction lies, philosophy has not yet begun. When a contradiction is strong and compelling, we should be very careful in dealing with it (may be there is something right in both sides!). My question therefore is: which is the best and most rational way to deal with a contradiction in our beliefs? There are different ways to solve a contradiction, and I think we should distinguish at least four different solutions:
a) the "majority" solution - (?) - a purely pragmatic way would suggest to adhere to the most widely accepted values and to leave the idiosyncratic ones. In this case one should be forced to leave his most personal convictions (blacks are inferior people) to adhere to the most widespread ones (black are not inferior people) rejecting what he feels a strong emotional evidence just in order to preserve the feeling of belonging to his own culture. This very conformist way to react gives the most importance place to the feeling of belonging to a community, therefore to the fear of sanctions - in our case moral sanctions.
- Against this solution we have the complete lack of critical attitude towards the commonly held view of the group we belong; in scientific terms, this attitude would have blocked Galileo from developing his theory.
b) the logical way (Popper) - one can look for counterexamples, try to falsify one of the contradictory assertions deducing an even stronger contradiction. Maybe we may find some contradiction which is so strong as to compel us to adhere to one of the two statement under discussion. But it is very difficult to use such a logical way with cultural beliefs; it is very easy to find new contradictions, if you like: e.g. you may say "blacks are not inferior" therefore blacks are identical with all other men; but, being their skin different, it is not true that they are identical with all other men. Or "blacks are inferior", therefore not all men are identical in front of God, but all men are identical in front of God.
- Against this solution we have another major point: when we are reasoning with common-sense and not with mathematical problems, this kind of solutions runs always the risk to be defeated by the rules of common-sense reasoning we have just give; this is the case of the following solution.
c) the default-game solution (Gardenfos) - one may apply again some kind of abnormality restriction to the contradictory pair - to any contradictory pair we find; [we may think of this pair as constituted by a belief well accepted in the general set of beliefs (I am not racist-therefore blacks are not inferior) and a new information coming from new situations (blacks do not bring happiness, therefore blacks are inferior).] When a new information inserted in a knowledge base provokes a contradiction, we may still use the same technique used before in order to preserve the knowledge base with the minimum amount of change: change as little as possible the knowledge base to keep the new information, inventing new ad hoc "all but" restrictions. For instance: "all blacks - but the one who is going to marry my daughter - are not inferior people". [The system is rendered consistent with the same technique which permitted to keep the validity of the original argument (all newhusbands brings happiness) with "all but" restriction.]
- Against this solution (the minimal repair) we find a difficulty: with this attitude any new information and belief may be (or has to be) accepted as true. This solution does not distinguish carefully enough between information and justification; as we have seen, [in performing an inference] an information brings with it some justification; and we cannot take it for granted any abnormality restriction unless we accept the justification given for its truth. What characterizes rationality is the deep concern with justification and inference; therefore even if worked out in a very elegant and formal manner (Alchourron, Gardenfos and Makinson), it is doubtful that this solution is the more rational way to face a contradiction.
d) lines of thought - We have still another possibility, which is apparently the most difficult one. In front of two contradictory statements, we may look for the net of possible inferences in which these are embedded. We have to understand what provoked each of the two contradictory assertions, and make up our mind about the net of concepts in which it is embedded. Statements do not come alone: each statement is in fact connected with what we could call a "line of thought"; it is attached to many other premises and has many other consequences. Our choice is still not obliged: we are free to chose for one or the other. But two differently entire worlds begin to appear when each of the two contradictory statements are used as a key to dig different aspects out of our background assumptions.
Conclusions
The last solution we have hinted at may be a radical one: it may go very deep and ask for a major change in our web of beliefs; may be something in our premises that we held true has to be eliminated; we must have the courage to challenge our presuppositions, what we held for true, and accept to resign some truth, for the deep need of coherence, which has been always the sign of rationality. This is a legacy of Quine, when he reminds us that the need for coherence may push us to change also very central principles in our web of beliefs, even logical principles such as the excluded middle. But Quine is speaking of some systematic theory already expressed. A more subtle work has to be done by each individual, who does not possess an explicit theory by his own, but who has received an implicit theory, a web of beliefs which has been assimilated -as Hobbes puts it- with our mother's milk [or it would be better to say with our mother tongue]. But not everything we received is to be taken for granted; language is full of mythology and misleading pictures; what characterizes philosophy, as Frege and Wittgenstein claim, is a strong instinct against accepting what is given in language. The digging out of concepts and beliefs we have received with the use of language may bring to major changes in our way of life; rationality is not something opposed to sentiment; it is something that can help feelings to be free of contradiction. And dealing with clarification of inferences and conclusions is something peculiar to reason. It is a very difficult work to do, but it is worth the effort because, as ancient stoics used to say, reason is a passion among others, but it is the one which is able to rules all the others.
Bibliography
Alchourron, C. Gaerdenfors, Makinson, P. (1985);"On the theory of logic Change:Partial Meet Functions for Contraction and revision." Journal of Symbolic logic 50;510-30.
Aristotle, Ethica Nicomachea
William K. Clifford "the Ethics of Belief" in Contemporary Review, 1877; reprint: in The Ethics of Belief, London, 1947, p.77.
Gaerdenfors, P. (1988) . Knowledge in flux. Cambridge: Cambridge, Mass.:MIT Press.
Gaerdenfors 1990 - "Belief revision and nonmonotonic Logic: two sides of the same coin?" in Proceedings of the 9.European conference on AI, ed.by. L.Carlucci Ajello, pp.768-773. London: Pitman publishing.
Mikael Karlsson 1995
Plato, Protagoras
NOTES
1 The suggestions which prompted the topic of the paper came from Joseph and from Hrannar. The basic structure of the paper were developed in a bus trip back from Snaefells Glacier with Margherita Benzi. Some interesting suggestion have been given by Mikael Karlsson's remarks on nonmonotonic reasoning. I thank all of them, together with all other students and teachers I met, who made my staying in Reykjavik a memorable experience.
2 W.K.Klifford, p.77; but see p. 92: "every belief, even the simplest and most fundamental, goes beyond experience when regarded as a guide to our actions" /which amounts to give the Aristotelian point given above).
3 We assume for the sake of the argument, that circumscription works. This idea, as Karlsson 1995 argues, amounts to express Aristotele's idea that the majority of x has the property F, being the property F a typical property of x. Nonmonotonic logic is a logic of the commonsense reasoning. A critic could say that this amounts to say: "all birds - a part the ones which do not fly - fly", which is a tautology (and therefore always true, but uninformative). But logic has to give the logical form, and not to deal with problems of content. Mikael makes a similar point discussing the laws of refraction (and a typical Icelandic way to put an abnormality restriction). But I will not deal with that here.
4 Contradictions arise in practice. A source of ambiguity can be our use of the term "hidden premise"; actually there were no "hidden contradiction" in the web of belief of Mr. A before coming to the unexpected situation. The unexpected situation provokes some pattern of behavior which - in its turn - provokes the emergence of an default argument (all-but); the argument was not there before: it has been invented in order to justify the attitude; the argument expresses a background of feelings and beliefs - but cannot properly say that it was already present in Mr.A web of beliefs. Once the argument, is laid down, the necessity to find a justification of the abnormality condition arises and here we find a way to the contradiction - BUT for the sake of simplicity I will continue to call the justification given an "hidden premise"
5even if we may imagine fake penguins flying or penguins in another world or some special kind of penguins, normal penguins in our actual world do not fly (note that this is expressed as another default reasoning; may be we could revise it in front of new relevant and unexpected information we do not yet possess
6[That (2) is a matter of cultural habits has to be justified, because Mr. A could say that it is a fact of nature that black husbands do not bring happiness; but even granted that Mr.A does not know of any happy marriage between black and white, he has to assume that the case of (2) is a case of cultural habits because of general background knowledge of the existence of black communities, where nothing prevents possible happy marriages. Therefore the ground for the justification of Mr.A hidden premise is a cultural one, and he has to identify a cultural habit underlying and justifying his premise.]
7We do not have a set of beliefs explicitly stored in our head or in our mind. We have some beliefs commonly held in the face of evidence, and some general rules which permit derivations of new beliefs. The case in question is the derivation of a new explicit belief which came out of a falsification of a commonly accepted inference. The falsification has been provoked by some kind of emotional uneasiness with a the commonly accepted inference.